Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HFS Milbourne Financial Services Limited
FRN 125051
- [FCA CF] Manager of certification employee (since 17 Oct 2023)
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Evelyn Partners Securities
FRN 124255
- [FCA CF] Manager of certification employee (since 1 Jan 2021)
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- [FCA CF] Manager of certification employee (since 1 Jan 2021)
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- [FCA CF] Manager of certification employee (since 1 Jan 2021)
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HW Financial Services Limited
FRN 134190
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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Evelyn Partners Financial Planning Limited
FRN 136414
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (7 Jul 2014 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (17 Oct 2023 to 1 Apr 2026)
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- [FCA CF] Manager of certification employee (1 Jan 2021 to 14 Oct 2024)
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- [FCA CF] Manager of certification employee (1 Jan 2021 to 14 Oct 2024)
Recent activity
Updates to this individual's record on the FCA register.
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