Iain MacLeod

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Apr 2022)
- CF30 Customer (12 Feb 2014 to 8 Apr 2022)
HFB Financial Planning Ltd (no longer approved here)
FRN 608731
- (6)Employed By (16 Oct 2017 to 8 Apr 2022)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (3 Oct 2008 to 25 Nov 2013)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF30 Customer (4 Mar 2008 to 12 Sep 2008)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.