Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Derrick John Thompkins

  IRN DJT00027

  • CF21 Investment Adviser (30 Dec 2004 to 15 Apr 2005)
• Devin Elliott Smith

  IRN DES01082

  • CF30 Customer (23 Aug 2016 to 30 May 2017)
• Dharmesh Parmar

  IRN DXP02107

  • [FCA CF] Functions requiring qualifications (8 Jul 2020 to 29 Nov 2024)
  • [FCA CF] Client dealing (8 Jul 2020 to 29 Nov 2024)
• Diane Margaret Pick

  IRN DMF00020

  • [FCA CF] Client dealing (since 31 May 2023)
  • [FCA CF] Manager of certification employee (since 31 May 2023)
• Diane Pepler

  IRN DXP00167

  • CF21 Investment Adviser (1 Dec 2001 to 17 Sep 2004)
• Dion William Peter Prideaux-Reynolds

  IRN DWR00008

  • CF30 Customer (1 Nov 2007 to 23 Apr 2012)
  • CF21 Investment Adviser (6 Oct 2006 to 31 Oct 2007)
• Dipesh Chudasama

  IRN DXC00814

  • [FCA CF] Client dealing (8 Oct 2024 to 2 Apr 2025)
• Divyaben Avda

  IRN DXA01832

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
  • CF30 Customer (27 Jul 2017 to 8 Dec 2019)
• Dominic Anthony Richmond

  IRN DAR00024

  • CF30 Customer (21 Jun 2010 to 29 Aug 2014)
• Dominic Richard Drewe Lacey

  IRN DRL01100

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Dec 2016 to 8 Dec 2019)

No changes recorded yet.