Dominic Anthony Richmond

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cullimore Dutton Solicitors Ltd

    FRN 726090

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsibility for MCD Intermediation (since 25 Apr 2022)
    • SMF16 Compliance Oversight (since 25 Apr 2022)
    • Responsible for Insurance Distribution (since 25 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2022)
    • [FCA CF] Client dealing (since 10 Jan 2022)
  • Peter Dickinson Wealth Management Limited (no longer approved here)

    FRN 550249

    • (4)Employed By (29 Jul 2021 to 15 Oct 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Oct 2021)
    • CF30 Customer (8 Aug 2019 to 15 Oct 2021)
    • CF1 Director (AR) (18 Sep 2018 to 4 Jul 2019)
  • Rhodes Brook Financial Ltd (no longer approved here)

    FRN 581999

    • (9)Employed By (8 Aug 2019 to 15 Oct 2021)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (21 Jun 2010 to 29 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.