This firm is no longer registered as an appointed representative.
It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.
Rhodes Brook Financial Ltd
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Lake House27 Allerton RoadWooltonLiverpoolL25 7RAUNITED KINGDOM- Phone
- +4401514285174
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Alex Oscar Swallow
IRN AXS05349
- (6)Employed By (30 Dec 2024 to 27 Aug 2025)
-
Annabelle Rhodes Brook
IRN AXB04627
- (10)Employed By (5 Jul 2025 to 26 Mar 2026)
-
Denise Brook
IRN DXB01730
- (3)Employed By (21 Nov 2014 to 26 Mar 2026)
-
Dominic Anthony Richmond
IRN DAR00024
- (9)Employed By (8 Aug 2019 to 15 Oct 2021)
-
Luke Neil Moorcroft
IRN LXM00617
- (7)Employed By (20 Sep 2023 to 26 Mar 2026)
-
Matthew Taylor Brook
IRN MTB01117
- (4)Employed By (14 Sep 2017 to 30 Jul 2025)
-
Neil James Fryer
IRN NXF11794
- (2)Employed By (21 Feb 2019 to 8 Aug 2019)
-
Paul David Owen
IRN PDO01038
- (5)Employed By (4 Sep 2017 to 19 Jun 2018)
-
Sarah Jane Richmond
IRN SXR80302
- (1)Employed By (22 May 2020 to 27 Jul 2021)
-
Simon Rhodes Brook
IRN SRB00014
- (8)Employed By (21 Nov 2014 to 26 Mar 2026)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.