Simon Rhodes Brook

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rhodes Brook Financial Group Ltd

    FRN 1050835

    • (2)Employed By (since 9 Feb 2026)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 28 Nov 2014)
    • CF30 Customer (since 29 May 2012)
  • Rhodes Brook Financial Ltd (no longer approved here)

    FRN 581999

    • (8)Employed By (21 Nov 2014 to 26 Mar 2026)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 20 Apr 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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