Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Samuel Laverty

  IRN AXL01654

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 Sep 2014 to 8 Dec 2019)
• Alan Watt Wardrop

  IRN AWW00024

  • CF28 Systems and controls (1 Nov 2007 to 2 Jan 2009)
  • CF1 Director (20 Apr 2006 to 2 Jan 2009)
  • CF13 Finance (20 Apr 2006 to 31 Oct 2007)
• Alan William Edwards

  IRN AWE00004

  • [FCA CF] Manager of certification employee (12 Jul 2022 to 7 Jun 2023)
  • [FCA CF] Significant management (1 Jan 2021 to 7 Jun 2023)
  • CF1 Director (2 Aug 2016 to 29 Jan 2020)
• Alasdair James Livingstone

  IRN AJL01148

  • CF30 Customer (1 Nov 2007 to 4 Feb 2011)
  • CF22 Investment Adviser (Trainee) (8 Oct 2007 to 31 Oct 2007)
• Alastair Quentin Scott Shaw

  IRN AQS00001

  • CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2006)
• Albert Charles Frederick Jackson

  IRN ACJ00008

  • CF21 Investment Adviser (29 Oct 2002 to 1 Dec 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Oct 2002)
• Alec Merrett

  IRN AXM05017

  • SMF5 Head of Internal Audit (since 24 Sep 2025)
  • [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
• Alex Edward Morton

  IRN AEM01161

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 11 Apr 2022)
  • [FCA CF] Client dealing (since 11 Apr 2022)
• Alex James Nielsen

  IRN AXN00263

  • [FCA CF] Functions requiring qualifications (22 Sep 2022 to 27 Feb 2024)
  • [FCA CF] Client dealing (22 Sep 2022 to 27 Feb 2024)
• Alex Jeffreys Reeves

  IRN AJR00045

  • CF21 Investment Adviser (1 Dec 2001 to 5 Nov 2006)

No changes recorded yet.