Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Natalie Modeley

  IRN NXM00554

  • [FCA CF] Client dealing (since 21 Feb 2024)
• Natalie Tring

  IRN NXT00202

  • [FCA CF] Client dealing (18 May 2023 to 25 Apr 2025)
• Natasha Clare Etherton

  IRN NCE01018

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 25 Oct 2022)
  • [FCA CF] Functions requiring qualifications (since 2 Sep 2021)
  • [FCA CF] Client dealing (since 2 Sep 2021)
• Natasha Nair

  IRN NXS01554

  • [FCA CF] Functions requiring qualifications (12 Feb 2024 to 24 Oct 2025)
  • [FCA CF] Client dealing (12 Feb 2024 to 24 Oct 2025)
• Nathan Rodger

  IRN NXR21850

  • [FCA CF] Manager of certification employee (31 May 2023 to 31 Mar 2025)
  • [FCA CF] Significant management (6 Oct 2020 to 31 Mar 2025)
  • [FCA CF] Material risk taker (6 Oct 2020 to 1 Oct 2024)
  • SMF18 Other Overall Responsibility (10 Jun 2020 to 6 Oct 2020)
• Neil Carroll

  IRN NXC01286

  • CF30 Customer (1 Nov 2007 to 20 Jun 2008)
  • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (10 Sep 2007 to 18 Sep 2007)
• Neil Daniel Stewart

  IRN NDS01059

  • CF30 Customer (16 Apr 2010 to 12 Jan 2011)
• Neil George Brown

  IRN NGB00003

  • CF21 Investment Adviser (2 May 2003 to 29 Oct 2004)
  • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 2 May 2003)
• Neil Grant

  IRN NAG01050

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 30 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 30 Jan 2023)
• Neil Gregor Wilkie

  IRN NGW00007

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (5 Dec 2011 to 8 Dec 2019)

No changes recorded yet.