Neil Carroll

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PFP Wealth Group Ltd (no longer approved here)

    FRN 953236

    • (12)Employed By (21 Aug 2024 to 15 Aug 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (28 Nov 2022 to 15 Aug 2025)
    • CF30 Customer (22 Nov 2022 to 15 Aug 2025)
    • CF1 Director (AR) (22 Nov 2022 to 27 Aug 2024)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 8 Sep 2022)
    • [FCA CF] Client dealing (4 Jan 2021 to 8 Sep 2022)
  • Radiant Financial Planning Limited (no longer approved here)

    FRN 192396

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Dec 2020)
    • CF30 Customer (31 Oct 2017 to 29 Jun 2020)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (3 Feb 2014 to 8 Sep 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Nov 2007 to 20 Jun 2008)
    • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Sep 2007 to 18 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.