Neil Grant

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 30 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2023)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2023)
  • Acumen Financial Planning Limited (no longer approved here)

    FRN 218745

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2022)
    • CF30 Customer (6 Nov 2018 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (10 Jul 2013 to 10 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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