Neil George Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 17 May 2022)
    • [FCA CF] Client dealing (since 17 May 2022)
    • CF1 Director (AR) (since 16 Mar 2022)
    • CF30 Customer (since 16 Mar 2022)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 May 2022)
    • CF1 Director (AR) (11 Aug 2015 to 16 May 2022)
    • CF30 Customer (30 Oct 2008 to 16 May 2022)
    • CF21 Investment Adviser (6 Oct 2004 to 30 Dec 2006)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (22 Dec 2005 to 6 Nov 2008)
  • Your Mortgage Store Ltd (no longer approved here)

    FRN 445923

    • Employed By (22 Dec 2005 to 6 Nov 2008)
  • The Step Financial Solutions Ltd (no longer approved here)

    FRN 408106

    • Employed By (6 Oct 2004 to 12 Nov 2007)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (2 May 2003 to 29 Oct 2004)
    • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 2 May 2003)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (249)Employed By (22 Jun 2001 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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