Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Kerr O'Hagan

  IRN MKO00001

  • CF21 Investment Adviser (23 Nov 2004 to 7 Jan 2005)
  • CF22 Investment Adviser (Trainee) (22 Jan 2002 to 19 Nov 2004)
• Michael Malone

  IRN MXM00028

  • CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
• Michael Neil Williams

  IRN MNW00003

  • CF30 Customer (4 Dec 2007 to 21 Oct 2009)
• Michael Paul Walker

  IRN MPW01080

  • CF30 Customer (28 Jul 2016 to 13 Oct 2017)
• Michael Peter Emery

  IRN MPE00001

  • CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2006)
• Michael Philip Connor Wharton

  IRN MPW01084

  • CF30 Customer (25 Aug 2015 to 1 Sep 2017)
• Michael Robert Simon Bogyay

  IRN MRB01154

  • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
• Michael Robert Vaughan

  IRN MXV46314

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 2 Nov 2022)
• Michael Roger Humphrey

  IRN MRH00007

  • CF30 Customer (1 Nov 2007 to 1 Jun 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Michael Roger Neve

  IRN MRN00006

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2024)
  • CF30 Customer (18 Aug 2015 to 8 Dec 2019)

No changes recorded yet.