Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (2 Dec 2020 to 2 Nov 2022)
- [FCA CF] Functions requiring qualifications (2 Dec 2020 to 2 Nov 2022)
- CF30 Customer (1 May 2015 to 8 Dec 2019)
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- CF4 Partner (AR) (30 Dec 2011 to 22 Sep 2013)
- CF30 Customer (30 Dec 2011 to 22 Sep 2013)
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- CF21 Investment Adviser (23 Nov 2004 to 7 Jan 2005)
- CF22 Investment Adviser (Trainee) (22 Jan 2002 to 19 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.