Michael Robert Vaughan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2022)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2022)
    • [FCA CF] Client dealing (since 2 Nov 2022)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • [FCA CF] Client dealing (14 Oct 2021 to 5 Aug 2022)
    • [FCA CF] Functions requiring qualifications (14 Oct 2021 to 5 Aug 2022)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (17 Mar 2020 to 5 Aug 2022)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF30 Customer (17 Mar 2020 to 5 Aug 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.