Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert William Wyn Edwards

    IRN RWE00005

    • (796)4. Giving personal recommendations on retail investment products which are not broker funds
    • (795)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (794)7. Giving personal recommendations on long-term care insurance contracts
    • (797)[FCA CF] Client dealing (since 9 Dec 2019)
    • (798)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (1384)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (1385)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Robin Colin Houghton

    IRN RCH01133

    • (828)[FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2021)
    • (829)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Dec 2021)
    • (827)CF30 Customer (16 Apr 2010 to 8 Dec 2019)
  • Robin Raeburn Clements

    IRN RRC00001

    • (20)CF30 Customer (1 Nov 2007 to 17 Jun 2011)
    • (21)CF22 Investment Adviser (Trainee) (29 Jun 2007 to 31 Oct 2007)
  • Robin Rogers

    IRN RXR00005

    • (272)CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2003)
  • Robin Rogers

    IRN RXR00052

    • (246)CF30 Customer (1 Nov 2007 to 9 Aug 2012)
    • (247)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Robin Spencer Harper

    IRN RSH01088

    • (927)[FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
    • (928)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Dec 2022)
    • (926)CF30 Customer (13 Oct 2015 to 8 Dec 2019)
  • Roderic Bruce William Milne

    IRN RBM00003

    • (606)[FCA CF] Client dealing (12 Jul 2021 to 2 Oct 2023)
    • (608)[FCA CF] Functions requiring qualifications (12 Jul 2021 to 2 Oct 2023)
    • (607)[FCA CF] Manager of certification employee (1 Jul 2021 to 2 Oct 2023)
  • Roderick Edward Hannam

    IRN REH00003

    • (1970)CF21 Investment Adviser (29 Apr 2002 to 31 May 2005)
    • (1969)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Apr 2002)
  • Rodney Guy Eaton Chappell

    IRN RGC00012

    • (530)CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2005)
  • Roger Anthony Carey

    IRN RAC00049

    • (1818)CF30 Customer (26 Nov 2013 to 3 Jan 2014)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1365)[FCA CF] Functions requiring qualifications

  2. controlled function added: (1364)[FCA CF] Client dealing

  3. controlled function added: (1363)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (1362)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (1361)[FCA CF] Functions requiring qualifications

  6. controlled function added: (1360)[FCA CF] Client dealing

  7. controlled function added: (1359)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (1358)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (1357)[FCA CF] Functions requiring qualifications

  10. controlled function added: (1356)[FCA CF] Client dealing

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