Roderic Bruce William Milne

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Manager of certification employee (24 Nov 2021 to 2 Oct 2023)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (12 Jul 2021 to 2 Oct 2023)
    • [FCA CF] Functions requiring qualifications (12 Jul 2021 to 2 Oct 2023)
    • [FCA CF] Manager of certification employee (1 Jul 2021 to 2 Oct 2023)
  • HFS Milbourne Financial Services Limited (no longer approved here)

    FRN 125051

    • [FCA CF] Manager of certification employee (2 Mar 2021 to 2 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 13 Aug 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Aug 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 13 Aug 2021)
    • CF1 Director (AR) (19 Feb 2008 to 13 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 10 Mar 2025)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 13 Jul 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jul 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Jul 2006)
  • HFS Hamlyns Financial Services Ltd (no longer approved here)

    FRN 503049

    • Employed By (1 Jul 2009 to 10 Mar 2025)
  • HFS Feltons Financial Services Ltd (no longer approved here)

    FRN 479158

    • Employed By (19 Feb 2008 to 10 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.