Roger Anthony Carey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 10 Jan 2024)
- CF30 Customer (since 18 Nov 2023)
Roger Carey
FRN 1004965
- (1)Employed By (since 18 Nov 2023)
Radiant Financial Planning Limited (no longer approved here)
FRN 192396
- [FCA CF] Client dealing (10 Dec 2019 to 5 Jan 2024)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 5 Jan 2024)
- CF30 Customer (6 Jan 2015 to 29 Jun 2020)
Corporate Workplace Benefits Limited (no longer approved here)
FRN 709717
- Employed By (4 Aug 2015 to 1 Aug 2017)
LGT Wealth Management UK LLP (no longer approved here)
FRN 471048
- CF30 Customer (5 Feb 2014 to 31 Dec 2014)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF30 Customer (26 Nov 2013 to 3 Jan 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.