Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Wilfred Fieldhouse

    IRN WXF00005

    • (467)CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
  • William Alistair Thomson

    IRN WAT01020

    • (2002)CF30 Customer (17 Jul 2014 to 15 Nov 2019)
    • (2003)CF21 Investment Adviser (14 Sep 2007 to 12 Oct 2007)
  • William Capeling

    IRN WXC00005

    • (1437)CF30 Customer (1 Nov 2007 to 1 Feb 2013)
    • (1438)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • William Frederick Brown

    IRN WFB01010

    • (2196)CF21 Investment Adviser (27 Jan 2003 to 14 Dec 2004)
    • (2195)CF22 Investment Adviser (Trainee) (28 Aug 2002 to 27 Jan 2003)
  • William Henry Weston Wells

    IRN WHW01011

    • (254)CF2 Non Executive Director (23 Dec 2004 to 3 May 2006)
    • (253)CF16 Significant Mgt (Desgntd Investment Business) (11 May 2004 to 22 Dec 2004)
  • William Lowe

    IRN WXL00093

    • (1542)[FCA CF] Client dealing (18 May 2023 to 1 Mar 2024)
  • William Matthew Thompson

    IRN WMT01012

    • (370)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (371)4. Giving personal recommendations on retail investment products which are not broker funds
    • (373)[FCA CF] Manager of certification employee (since 20 Apr 2026)
    • (374)[FCA CF] Functions requiring qualifications (since 7 Aug 2023)
    • (372)[FCA CF] Client dealing (since 7 Aug 2023)
  • William McCowie

    IRN WXM00035

    • (1356)CF30 Customer (25 Nov 2011 to 15 Sep 2017)
  • William Meredith Samuel

    IRN WMS01018

    • (2143)SMF13 Chair of the Nominations Committee (30 Sep 2020 to 16 Feb 2022)
    • (2145)SMF9 Chair of the Governing Body (9 Dec 2019 to 16 Feb 2022)
    • (2144)SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 3 Dec 2020)
    • (2146)CF2 Non Executive Director (27 Jan 2017 to 8 Dec 2019)
  • William Murphy

    IRN WXM00127

    • (1577)[FCA CF] Significant management (31 Mar 2022 to 30 Sep 2022)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1394)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  2. controlled function added: (1393)[FCA CF] Functions requiring qualifications

  3. controlled function added: (1392)[FCA CF] Client dealing

  4. controlled function added: (1391)4. Giving personal recommendations on retail investment products which are not broker funds

  5. controlled function added: (1390)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  6. controlled function added: (1389)[FCA CF] Functions requiring qualifications

  7. controlled function added: (1388)[FCA CF] Manager of certification employee

  8. controlled function added: (1387)[FCA CF] Client dealing

  9. controlled function added: (1386)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (1385)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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