William Capeling

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prism Financial Advice Limited (no longer approved here)

    FRN 426165

    • [FCA CF] Client dealing (1 Jan 2020 to 30 Sep 2022)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2020 to 30 Sep 2022)
    • CF30 Customer (10 Oct 2017 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Nov 2007 to 1 Feb 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.