Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sean Hagerty

    IRN SXH01545

    • (909)[FCA CF] Material risk taker (since 1 May 2025)
    • (908)Director of firm who is not a certification employee or a SMF manager (since 1 May 2025)
  • Sean Paul Escott

    IRN SXE00116

    • (1604)[FCA CF] Functions requiring qualifications (16 May 2023 to 11 Mar 2026)
    • (1603)[FCA CF] Client dealing (16 May 2023 to 11 Mar 2026)
  • Sebastian Lawrence Keats

    IRN SXK23348

    • (1648)[FCA CF] Functions requiring qualifications (22 Oct 2020 to 28 Mar 2025)
    • (1647)[FCA CF] Client dealing (22 Oct 2020 to 28 Mar 2025)
    • (1646)CF30 Customer (7 Nov 2019 to 8 Dec 2019)
  • Shafayet Misir Bin Hussain

    IRN SXH02749

    • (2062)[FCA CF] Functions requiring qualifications (22 Mar 2021 to 7 Jul 2022)
    • (2061)[FCA CF] Client dealing (22 Mar 2021 to 7 Jul 2022)
  • Shah Mir

    IRN SAM01403

    • (683)[FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2022)
    • (684)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Sep 2022)
    • (682)CF30 Customer (6 Jun 2016 to 8 Dec 2019)
  • Shane Gabriel Presley

    IRN SGP00008

    • (1243)CF30 Customer (4 Jul 2014 to 24 Nov 2014)
  • Sharon Elaine Martin

    IRN SEM00005

    • (235)CF21 Investment Adviser (6 Dec 2006 to 20 Jun 2007)
    • (234)CF22 Investment Adviser (Trainee) (8 Sep 2004 to 6 Dec 2006)
  • Sharon Stickland

    IRN SXS01333

    • (1534)[FCA CF] Client dealing (18 May 2023 to 31 Mar 2026)
  • Shaun Bennett

    IRN SXB00905

    • (1142)[FCA CF] Client dealing (since 22 Apr 2022)
    • (1576)[FCA CF] Functions requiring qualifications (22 Apr 2022 to 26 May 2023)
  • Shaun Richard Fairbairn

    IRN SXF77705

    • (1292)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1291)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (1294)[FCA CF] Functions requiring qualifications (since 28 Mar 2023)
    • (1293)[FCA CF] Client dealing (since 28 Mar 2023)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1394)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  2. controlled function added: (1393)[FCA CF] Functions requiring qualifications

  3. controlled function added: (1392)[FCA CF] Client dealing

  4. controlled function added: (1391)4. Giving personal recommendations on retail investment products which are not broker funds

  5. controlled function added: (1390)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  6. controlled function added: (1389)[FCA CF] Functions requiring qualifications

  7. controlled function added: (1388)[FCA CF] Manager of certification employee

  8. controlled function added: (1387)[FCA CF] Client dealing

  9. controlled function added: (1386)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (1385)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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