Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shelley McCarthy

    IRN SXM02008

    • (1833)CF30 Customer (1 Nov 2007 to 3 Dec 2007)
    • (1834)CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
  • Shelley Pautz

    IRN SXP00948

    • (1500)[FCA CF] Client dealing (12 Jun 2024 to 8 Jan 2026)
  • Sian Ellen Thomas

    IRN SET01044

    • (971)[FCA CF] Client dealing (12 Feb 2021 to 31 Jan 2025)
    • (972)[FCA CF] Functions requiring qualifications (12 Feb 2021 to 31 Jan 2025)
  • Sian Williams

    IRN SXW01750

    • (27)CF30 Customer (16 Apr 2010 to 22 Oct 2010)
  • Sidney Swayne

    IRN SXS05336

    • (1499)[FCA CF] Client dealing (9 Jul 2024 to 12 Jan 2026)
  • Simon Charles Hugh Duffin

    IRN SCD00008

    • (515)CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2005)
  • Simon Christopher Davis

    IRN SCD01088

    • (610)CF30 Customer (3 Jun 2016 to 27 Nov 2018)
  • Simon Christopher Labrow

    IRN SCL00011

    • (1000)CF30 Customer (29 Mar 2010 to 1 Oct 2011)
  • Simon David Kempell

    IRN SDK00005

    • (1376)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Sep 2023)
    • (1375)[FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2023)
    • (1374)CF30 Customer (26 May 2011 to 29 Nov 2013)
  • Simon David O'Connell

    IRN SDO01012

    • (582)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (583)4. Giving personal recommendations on retail investment products which are not broker funds
    • (585)[FCA CF] Functions requiring qualifications (since 13 Feb 2020)
    • (584)[FCA CF] Client dealing (since 13 Feb 2020)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1404)[FCA CF] Client dealing

  2. controlled function added: (1403)SMF18 Other Overall Responsibility

  3. controlled function added: (1402)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (1401)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (1400)SMF10 Chair of the Risk Committee

  6. controlled function added: (1399)SMF11 Chair of the Audit Committee

  7. controlled function added: (1398)SMF18 Other Overall Responsibility

  8. controlled function added: (1397)[FCA CF] Functions requiring qualifications

  9. controlled function added: (1396)[FCA CF] Client dealing

  10. controlled function added: (1395)4. Giving personal recommendations on retail investment products which are not broker funds

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