Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Nicholas Miller

    IRN PNM00011

    • (1291)CF30 Customer (29 Mar 2010 to 7 Dec 2011)
  • Paul Ridley

    IRN PXR09096

    • (1391)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1390)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (1393)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (1392)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1675)[FCA CF] Manager of certification employee (7 Oct 2022 to 4 Apr 2025)
    • (1674)CF30 Customer (20 Sep 2019 to 8 Dec 2019)
  • Paul Rihal

    IRN PXR01177

    • (1817)CF30 Customer (22 Aug 2011 to 29 Nov 2013)
  • Paul Robert Geddes

    IRN PRG01067

    • (1410)SMF3 Executive Director (since 6 Oct 2023)
    • (1411)SMF1 Chief Executive (since 6 Oct 2023)
    • (2101)[FCA CF] Manager of certification employee (22 Aug 2023 to 16 Oct 2023)
    • (2102)[FCA CF] Significant management (22 Aug 2023 to 16 Oct 2023)
  • Paul Robert Horan

    IRN PRH01147

    • (892)CF30 Customer (17 Dec 2007 to 8 Jun 2009)
  • Paul Simon Michael Plagerson

    IRN PSP00001

    • (509)CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2002)
  • Paul Stuart Gadsby

    IRN PSG00008

    • (1350)CF30 Customer (1 Nov 2007 to 9 Nov 2016)
    • (1352)CF21 Investment Adviser (16 May 2002 to 31 Oct 2007)
    • (1351)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 May 2002)
  • Paul Thomas Hudson

    IRN PTH01045

    • (232)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (233)4. Giving personal recommendations on retail investment products which are not broker funds
    • (231)7. Giving personal recommendations on long-term care insurance contracts
    • (235)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (234)[FCA CF] Client dealing (since 9 Dec 2019)
    • (771)CF30 Customer (14 Mar 2016 to 8 Dec 2019)
  • Paul Timothy Bird

    IRN PTB00015

    • (2015)CF21 Investment Adviser (10 Apr 2003 to 10 Dec 2004)
    • (2014)CF22 Investment Adviser (Trainee) (14 Nov 2002 to 10 Apr 2003)
  • Paul Vernon Wright

    IRN PVW01012

    • (460)CF10 Compliance Oversight (10 Nov 2011 to 14 Jul 2014)
    • (459)CF11 Money Laundering Reporting (10 Nov 2011 to 14 Jul 2014)
    • (461)CF1 Director (22 Jan 2009 to 30 Jun 2016)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1335)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  2. controlled function added: (1334)[FCA CF] Functions requiring qualifications

  3. controlled function added: (1333)[FCA CF] Client dealing

  4. controlled function added: (1332)4. Giving personal recommendations on retail investment products which are not broker funds

  5. controlled function added: (1331)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  6. controlled function added: (1330)[FCA CF] Functions requiring qualifications

  7. controlled function added: (1329)[FCA CF] Client dealing

  8. controlled function added: (1328)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (1327)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  10. controlled function added: (1326)[FCA CF] Functions requiring qualifications

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