Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 10 May 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 6 Mar 2014)
- CF30 Customer (15 Jul 2010 to 18 Jul 2011)
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PSR Wealth Management Limited
FRN 527755
- (2)Employed By (since 6 Mar 2014)
- (1)Employed By (15 Jul 2010 to 18 Jul 2011)
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- CF30 Customer (22 Aug 2011 to 29 Nov 2013)
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- CF30 Customer (24 Feb 2009 to 10 Dec 2009)
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- (16)Employed By (6 Feb 2001 to 6 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.