Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 10 May 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Mar 2014)
    • CF30 Customer (15 Jul 2010 to 18 Jul 2011)
    • (2)Employed By (since 6 Mar 2014)
    • (1)Employed By (15 Jul 2010 to 18 Jul 2011)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (22 Aug 2011 to 29 Nov 2013)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF30 Customer (24 Feb 2009 to 10 Dec 2009)
  • Freedom Associates Ltd (no longer approved here)

    FRN 200108

    • (16)Employed By (6 Feb 2001 to 6 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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