Date authorised
1 April 2013
Companies House
OC318087
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Molten Ventures plc
    20 Garrick Street
    London
    WC2E 9BT
    UNITED KINGDOM
    Phone
    +4402079318800
  • Complaints Contact

    c/o Molten Ventures plc
    20 Garrick Street
    London
    WC2E 9BT
    UNITED KINGDOM
    Phone
    +442079318800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Private Investment Funds

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Ian James

    IRN RIJ01007

    • CF30 Customer (1 Nov 2007 to 20 Sep 2010)
    • CF4 Partner (27 Jun 2006 to 20 Sep 2010)
    • CF27 Investment Management (27 Jun 2006 to 31 Oct 2007)
  • Russell Jon Haggar

    IRN RJH01269

    • CF4 Partner (27 Jun 2006 to 25 Apr 2007)
    • CF21 Investment Adviser (27 Jun 2006 to 25 Apr 2007)
  • Sanjeev Sarkar

    IRN SXS01954

    • CF27 Investment Management (27 Jun 2006 to 13 Apr 2007)
    • CF4 Partner (27 Jun 2006 to 13 Apr 2007)
  • Simon Christopher Cook

    IRN SCC01073

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jan 2007 to 31 Jan 2008)
    • CF11 Money Laundering Reporting (8 Jan 2007 to 31 Jan 2008)
    • CF4 Partner (27 Jun 2006 to 4 Jul 2017)
    • CF8 Apportionment and Oversight (27 Jun 2006 to 31 Oct 2007)
    • CF3 Chief Executive (27 Jun 2006 to 4 Nov 2019)
    • CF27 Investment Management (27 Jun 2006 to 31 Oct 2007)
  • Steven Paul Mendel

    IRN SPM01232

    • [FCA CF] Client dealing (since 2 Apr 2026)
    • [FCA CF] Material risk taker (since 2 Apr 2026)
  • Stuart Malcolm Chapman

    IRN SMC01154

    • SMF27 Partner (since 2 Mar 2021)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2021)
    • CF10 Compliance Oversight (2 Oct 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2008 to 13 May 2010)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (27 Jun 2006 to 31 Oct 2007)
    • CF4 Partner (27 Jun 2006 to 4 Jul 2017)
  • Thomas Bowie

    IRN TXB00406

    • [FCA CF] CASS oversight function (since 11 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2022)
  • Vinoth Jayakumar

    IRN VXJ01110

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jan 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Jan 2026)
    • CF30 Customer (20 Oct 2016 to 8 Dec 2019)
  • Vishal Kumar Gulati

    IRN VKG01008

    • CF30 Customer (26 Oct 2015 to 8 Dec 2019)
    • CF4 Partner (26 Oct 2015 to 4 Jul 2017)
  • William Turner

    IRN WXT01116

    • [FCA CF] Client dealing (1 Apr 2020 to 25 Oct 2021)
    • [FCA CF] Material risk taker (1 Apr 2020 to 25 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.