Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (22 Mar 2021 to 1 Nov 2021)
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- [FCA CF] Client dealing (1 Apr 2020 to 25 Oct 2021)
- [FCA CF] Material risk taker (1 Apr 2020 to 25 Oct 2021)
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- CF30 Customer (7 Oct 2014 to 6 Aug 2019)
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- Employed By (7 Oct 2014 to 6 Aug 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.