Robert Ian James

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sixth Element Capital LLP

    FRN 570297

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Jan 2012 to 8 Dec 2019)
    • CF4 Partner (24 Jan 2012 to 8 Dec 2019)
  • Esprit Capital Partners LLP (no longer approved here)

    FRN 451191

    • CF30 Customer (1 Nov 2007 to 20 Sep 2010)
    • CF4 Partner (27 Jun 2006 to 20 Sep 2010)
    • CF27 Investment Management (27 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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