Eschler Asset Management LLP

Date authorised
1 April 2013
Companies House
OC347227
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Argyll Street
    6th Floor
    London
    W1F 7TG
    UNITED KINGDOM
    Phone
    +4407775824595
    Web
    https://www.eschlerasset.com

  • Complaints Contact

    Eschler Asset Management LLP
    9 Argyll Street
    6th Floor
    London
    Westminster
    W1F 7TG
    UNITED KINGDOM
    Phone
    +4407775824595

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jennifer Ann Barb

    IRN JAB01389

    • [FCA CF] Client dealing (2 Oct 2024 to 1 Oct 2025)
  • Jiri Jilek

    IRN JXJ01553

    • CF30 Customer (6 Jan 2026 to 21 Apr 2026)
    • CF1 Director (AR) (6 Jan 2026 to 21 Apr 2026)
  • Johan Mathias Wikberg

    IRN JMW01245

    • [FCA CF] Material risk taker (19 Jul 2021 to 31 Oct 2025)
    • [FCA CF] Client dealing (19 Jul 2021 to 31 Oct 2025)
  • John Edward Pryce-Robertson

    IRN JEP01188

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jan 2021)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (23 Apr 2018 to 8 Dec 2019)
  • Julie Roust

    IRN JXR00001

    • CF30 Customer (since 18 Jun 2024)
    • CF1 Director (AR) (since 18 Jun 2024)
  • Kieran Glennon

    IRN KXG01448

    • CF1 Director (AR) (28 Nov 2023 to 22 Nov 2024)
    • CF30 Customer (28 Nov 2023 to 22 Nov 2024)
  • Lars Wind

    IRN LXW01358

    • CF30 Customer (24 Apr 2018 to 26 Mar 2019)
    • CF1 Director (AR) (24 Apr 2018 to 26 Mar 2019)
  • Leila Elisabeth Kardouche

    IRN LEK01003

    • CF30 Customer (16 Jun 2023 to 16 Apr 2024)
    • CF4 Partner (AR) (16 Jun 2023 to 16 Apr 2024)
  • Mark Walker

    IRN MXW01798

    • [FCA CF] Material risk taker (9 Dec 2020 to 31 May 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 31 May 2024)
    • CF30 Customer (3 Sep 2018 to 31 May 2024)
  • Marko Kirner

    IRN MXK22520

    • [FCA CF] Material risk taker (11 Jun 2024 to 16 Apr 2025)
    • [FCA CF] Client dealing (11 Jun 2024 to 16 Apr 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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