Lars Wind

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- [FCA CF] Client dealing (1 Oct 2021 to 19 Feb 2024)
- CF1 Director (AR) (18 Jan 2018 to 19 Feb 2024)
- CF30 Customer (30 Mar 2016 to 19 Feb 2024)
Eschler Asset Management LLP (no longer approved here)
FRN 510079
- CF1 Director (AR) (24 Apr 2018 to 26 Mar 2019)
- CF30 Customer (24 Apr 2018 to 26 Mar 2019)
Cognition Investment Partners Limited (no longer approved here)
FRN 798536
- Employed By (18 Jan 2018 to 16 May 2018)
TRIUM CAPITAL LLP (no longer approved here)
FRN 497640
- CF30 Customer (17 Mar 2014 to 29 Apr 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.