Date authorised
1 April 2013
Companies House
OC347227
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Argyll Street
    6th Floor
    London
    W1F 7TG
    UNITED KINGDOM
    Phone
    +4407775824595
  • Complaints Contact

    Eschler Asset Management LLP
    9 Argyll Street
    6th Floor
    London
    Westminster
    W1F 7TG
    UNITED KINGDOM
    Phone
    +4407775824595

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Markus Bauer

    IRN MXB03932

    • CF1 Director (AR) (19 Nov 2024 to 25 Sep 2025)
    • CF30 Customer (19 Nov 2024 to 25 Sep 2025)
  • Martin Theron

    IRN MXD22092

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 17 Oct 2019)
  • Matej Nemec

    IRN MXN00445

    • [FCA CF] Client dealing (since 6 Nov 2025)
    • [FCA CF] Material risk taker (since 6 Nov 2025)
  • Matthew Anthony

    IRN MXA14656

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2023)
    • CF30 Customer (10 May 2019 to 8 Dec 2019)
  • Michael Cunningham

    IRN MXC01402

    • [FCA CF] Client dealing (since 19 Apr 2021)
    • [FCA CF] Material risk taker (since 19 Apr 2021)
  • Michael John Shrives

    IRN MJS01475

    • CF30 Customer (29 Oct 2019 to 28 May 2020)
  • Mikael Erik Henriksson

    IRN MEH01165

    • CF30 Customer (18 Apr 2018 to 29 Nov 2019)
    • CF1 Director (AR) (18 Apr 2018 to 29 Nov 2019)
  • Niten Malhan

    IRN NXM00541

    • CF30 Customer (since 22 Jan 2024)
    • CF1 Director (AR) (since 22 Jan 2024)
  • Oliver Mihaljevic

    IRN OXM01200

    • CF4 Partner (AR) (9 May 2022 to 16 Jul 2025)
    • CF30 Customer (9 May 2022 to 16 Jul 2025)
  • Onur Guven

    IRN OXG01031

    • CF30 Customer (since 1 Dec 2025)
    • CF1 Director (AR) (since 1 Dec 2025)
    • [FCA CF] Client dealing (since 16 Jul 2025)
    • CF4 Partner (AR) (7 Jul 2022 to 16 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.