EQUITABLE LIFE ASSURANCE SOCIETY,(THE)

• Principal Place of Business

  Walton Street

  Aylesbury

  Buckinghamshire

  HP21 7QW

  UNITED KINGDOM

  Phone

  +443301591530

  Web

  https://www.utmost.co.uk

• Complaints Contact

  Walton Street

  Aylesbury

  HP21 7QW

  UNITED KINGDOM

  Phone

  +441296506917

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Richard Farnham

  IRN MXF01216

  • CF11 Money Laundering Reporting (1 Sep 2004 to 27 May 2011)
• Martin Wayne Sinkinson

  IRN MWS01097

  • SMF24 Chief Operations (17 Apr 2019 to 1 Jan 2020)
  • SMF20 Chief Actuary (10 Dec 2018 to 1 Jan 2020)
  • SMF3 Executive Director (10 Dec 2018 to 1 Jan 2020)
  • CF1 Director (25 Jul 2018 to 9 Dec 2018)
  • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
  • CF12 Actuarial (19 Oct 2011 to 6 Mar 2016)
• Michael Andrew Green

  IRN MAG01250

  • SMF20a With-Profits Actuary (since 4 Jul 2025)
• Michael John Merrick

  IRN MJM01155

  • SMF9 Chair of the Governing Body (since 1 Jan 2020)
  • SMF10 Chair of the Risk Committee (25 Mar 2022 to 12 Apr 2024)
• Michael John Pickard

  IRN MJP01127

  • CF2 Non Executive Director (1 Dec 2001 to 31 Oct 2006)
• Michael Stuart Davies

  IRN MSD01102

  • SMF15 Chair of With Profits Committee (since 3 Jun 2025)
• Nicholas Pepper

  IRN NXP47163

  • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 May 2023)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 31 May 2023)
• Nigel Anthony Sherry

  IRN NXS01241

  • SMF15 Chair of With Profits Committee (1 Jan 2020 to 2 Apr 2020)
• Nigel James Brinn

  IRN NXB01170

  • CF1 Director (20 Feb 2003 to 1 Aug 2004)
  • CF16 Significant Mgt (Desgntd Investment Business) (28 Jan 2003 to 1 Aug 2004)
  • CF13 Finance (28 Jan 2003 to 1 Aug 2004)
• Omer Taskin Zaim

  IRN OXZ00003

  • SMF24 Chief Operations (29 Sep 2022 to 18 Oct 2022)

No changes recorded yet.