Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQUITABLE LIFE ASSURANCE SOCIETY,(THE) (no longer approved here)

    FRN 110340

    • CF1 Director (20 Feb 2003 to 1 Aug 2004)
    • CF13 Finance (28 Jan 2003 to 1 Aug 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Jan 2003 to 1 Aug 2004)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (22)CF8 Apportionment and Oversight (1 Dec 2001 to 21 Mar 2002)
    • (23)CF3 Chief Executive (1 Dec 2001 to 21 Mar 2002)
    • (24)CF1 Director (1 Dec 2001 to 21 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (22)CF8 Apportionment and Oversight at Engage Mutual Funds Limited

  2. controlled function added: (23)CF3 Chief Executive at Engage Mutual Funds Limited

  3. controlled function added: (24)CF1 Director at Engage Mutual Funds Limited