Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EQUITABLE LIFE ASSURANCE SOCIETY,(THE)
FRN 110340
- SMF9 Chair of the Governing Body (since 1 Jan 2020)
- SMF10 Chair of the Risk Committee (25 Mar 2022 to 12 Apr 2024)
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UTMOST LIFE AND PENSIONS LIMITED
FRN 775704
- SMF13 Chair of the Nominations Committee (since 18 Nov 2019)
- SMF9 Chair of the Governing Body (since 11 Apr 2019)
- SMF10 Chair of the Risk Committee (25 Mar 2022 to 12 Apr 2024)
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- SMF14 Senior Independent Director (2 Nov 2021 to 30 Sep 2022)
- SMF9 Chair of the Governing Body (10 Dec 2018 to 8 Nov 2021)
- SMF10 Chair of the Risk Committee (10 Dec 2018 to 30 Sep 2022)
- SIMF9 Chairman (31 Oct 2016 to 9 Dec 2018)
- SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
- SIMF14 Senior Independent Director (7 Mar 2016 to 22 Dec 2016)
- CF2 Non Executive Director (5 Aug 2014 to 6 Mar 2016)
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- SMF10 Chair of the Risk Committee (2 Nov 2021 to 30 Sep 2022)
- SMF14 Senior Independent Director (2 Nov 2021 to 30 Sep 2022)
- CF2 Non Executive Director (10 Jan 2017 to 8 Dec 2019)
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- CF3 Chief Executive (4 Nov 2009 to 19 May 2014)
- Responsible for Insurance Mediation (4 Nov 2009 to 19 May 2014)
- CF1 Director (22 Feb 2008 to 19 May 2014)
- CF12A With-Profits Actuary (19 Feb 2007 to 22 Feb 2008)
- CF12 Actuarial (21 Dec 2006 to 10 Apr 2009)
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- CF3 Chief Executive (4 Nov 2009 to 1 Apr 2010)
- Responsible for Insurance Mediation (4 Nov 2009 to 1 Apr 2010)
- CF1 Director (30 Dec 2008 to 1 Apr 2010)
- CF29 Significant management (21 Jan 2008 to 30 Dec 2008)
- CF12A With-Profits Actuary (30 Sep 2005 to 8 Dec 2006)
- CF12 Actuarial (1 Dec 2001 to 8 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.