Date authorised
1 April 2013
Companies House
01125740
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Equistone Partners Europe
    60 Ludgate Hill
    London
    City Of London
    EC4M 7AW
    UNITED KINGDOM
    Phone
    +4402076535300
  • Complaints Contact

    Equistone Partners Europe
    60 Ludgate Hill
    London
    City Of London
    EC4M 7AW
    UNITED KINGDOM
    Phone
    +4402076535300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Carl Romain

    IRN GXR01282

    • CF28 Systems and controls (17 Dec 2008 to 14 Nov 2011)
    • CF29 Significant management (17 Dec 2008 to 14 Nov 2011)
  • Gerard Larocca

    IRN GXL01150

    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 7 Feb 2002)
    • CF13 Finance (1 Dec 2001 to 7 Feb 2002)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 26 Jun 2006)
  • Gonzague Marie Michel Le Barbier de Blignieres

    IRN GML01080

    • CF1 Director (16 Nov 2011 to 31 Dec 2013)
  • Graeme Robert White

    IRN GRW01037

    • CF27 Investment Management (4 Jun 2004 to 7 Mar 2005)
    • CF1 Director (1 Dec 2001 to 7 Mar 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Mar 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 7 Mar 2005)
  • Gregoire Jean Paul Marie Schlumberger

    IRN GXS00762

    • [FCA CF] Material risk taker (since 31 Mar 2025)
    • SMF3 Executive Director (since 31 Mar 2025)
  • Grégoire Charles Marie Bernard Châtillon

    IRN GXC12103

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 May 2019 to 8 Dec 2019)
  • Guilherme Pimenta Froes Carvalho

    IRN GPC01060

    • CF30 Customer (23 Jul 2008 to 7 Jun 2010)
  • Guillaume Marie Jean Jacqueau

    IRN GMJ01049

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Dec 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 23 Jan 2025)
    • CF1 Director (16 Nov 2011 to 8 Dec 2019)
  • Hannah O'Gorman

    IRN HXG01115

    • CF21 Investment Adviser (23 Nov 2004 to 20 Dec 2005)
  • Hendrik Maximilian Göppert

    IRN HXG00062

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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