Date authorised
1 April 2013
Companies House
01125740
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Equistone Partners Europe
    60 Ludgate Hill
    London
    City Of London
    EC4M 7AW
    UNITED KINGDOM
    Phone
    +4402076535300
  • Complaints Contact

    Equistone Partners Europe
    60 Ludgate Hill
    London
    City Of London
    EC4M 7AW
    UNITED KINGDOM
    Phone
    +4402076535300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger Allan Jenkins

    IRN RAJ01061

    • CF29 Significant management (1 Nov 2007 to 10 Aug 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (23 Mar 2006 to 31 Oct 2007)
  • Roman Emmanuel Hegglin

    IRN RXH00325

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
  • Samuel Matthaeus Dietrich Breuning

    IRN SMB01216

    • CF30 Customer (1 Nov 2007 to 31 May 2017)
    • CF21 Investment Adviser (20 Sep 2006 to 31 Oct 2007)
    • CF27 Investment Management (20 Sep 2006 to 31 Oct 2007)
  • Sara Roberts

    IRN SXR02598

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
    • CF1 Director (8 Aug 2017 to 8 Dec 2019)
  • Sebastian Wintgens

    IRN SXW00585

    • [FCA CF] Client dealing (16 Mar 2022 to 31 Dec 2022)
  • Sebastien Andre J Leusch

    IRN SAL01125

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2024)
    • CF30 Customer (28 Jun 2018 to 8 Dec 2019)
  • Simon Anthony Glidden Henderson

    IRN SAH01102

    • CF27 Investment Management (3 Jun 2004 to 6 Jul 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2005)
    • CF1 Director (1 Dec 2001 to 23 Dec 2004)
  • Simon David Brown

    IRN SDB01086

    • CF1 Director (2 Aug 2011 to 20 Sep 2015)
    • CF28 Systems and controls (28 Jun 2011 to 20 Sep 2015)
  • Stefan Ulrich Maser

    IRN SXM00602

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Stephan Koehler

    IRN SXK02558

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF28 Systems and controls (8 Sep 2015 to 15 Jul 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.