Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (20 Apr 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (16 Jun 2016 to 8 Dec 2019)
    • CF4 Partner (16 Jun 2016 to 8 Dec 2019)
  • The Fund Incubator Limited (no longer approved here)

    FRN 208716

    • CF30 Customer (30 Nov 2015 to 1 Jul 2016)
  • TPG Europe, LLP (no longer approved here)

    FRN 407891

    • CF30 Customer (7 Jun 2010 to 14 Aug 2014)
    • CF4 Partner (7 Jun 2010 to 14 Aug 2014)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF27 Investment Management (3 Jun 2004 to 6 Jul 2005)
    • CF1 Director (1 Dec 2001 to 23 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.