Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (20 Apr 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (20 Apr 2018 to 8 Dec 2019)
- CF30 Customer (16 Jun 2016 to 8 Dec 2019)
- CF4 Partner (16 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (30 Nov 2015 to 1 Jul 2016)
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- CF30 Customer (7 Jun 2010 to 14 Aug 2014)
- CF4 Partner (7 Jun 2010 to 14 Aug 2014)
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- CF27 Investment Management (3 Jun 2004 to 6 Jul 2005)
- CF1 Director (1 Dec 2001 to 23 Dec 2004)
- CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.