Date authorised
1 April 2013
Companies House
01125740
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Equistone Partners Europe
    60 Ludgate Hill
    London
    City Of London
    EC4M 7AW
    UNITED KINGDOM
    Phone
    +4402076535300
  • Complaints Contact

    Equistone Partners Europe
    60 Ludgate Hill
    London
    City Of London
    EC4M 7AW
    UNITED KINGDOM
    Phone
    +4402076535300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephane Duhr

    IRN SXD01430

    • CF30 Customer (1 Nov 2007 to 7 Jun 2010)
    • CF21 Investment Adviser (22 Jun 2006 to 31 Oct 2007)
  • Stephane Grandguillaume

    IRN SXG01530

    • CF30 Customer (1 Nov 2007 to 7 Jun 2010)
    • CF21 Investment Adviser (28 Apr 2006 to 31 Oct 2007)
    • CF27 Investment Management (28 Apr 2006 to 31 Oct 2007)
  • Stephen Huw Morse

    IRN SHM01043

    • CF11 Money Laundering Reporting (12 Jan 2004 to 26 Oct 2011)
    • CF10 Compliance Oversight (3 Feb 2003 to 26 Oct 2011)
  • Steven Jonathan O'Hare

    IRN SJO01057

    • CF30 Customer (since 22 Dec 2025)
    • CF4 Partner (AR) (since 22 Dec 2025)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (27 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Aug 2005 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (20 Apr 2005 to 18 Aug 2005)
  • Steven Peter Harold Whitehead

    IRN SPW01099

    • CF30 Customer (29 Oct 2008 to 14 Oct 2009)
  • Steven Whitaker

    IRN SXW01309

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2024)
    • CF10 Compliance Oversight (4 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Oct 2016 to 8 Dec 2019)
    • CF1 Director (22 Jul 2016 to 8 Dec 2019)
    • CF28 Systems and controls (22 Jul 2016 to 8 Dec 2019)
  • Steven William James Silvester

    IRN SWS01020

    • CF30 Customer (1 Nov 2007 to 30 Apr 2016)
    • CF27 Investment Management (4 Jun 2004 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 23 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Susan Mary Woodman

    IRN SMW01085

    • CF11 Money Laundering Reporting (5 Dec 2011 to 3 Oct 2016)
    • CF10 Compliance Oversight (5 Dec 2011 to 3 Oct 2016)
  • Taha Hasan

    IRN TXH01552

    • CF30 Customer (since 9 Feb 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Jul 2016 to 8 Dec 2019)
  • Tanja Birgit Berg

    IRN TXB00189

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.