Stephen Huw Morse

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BIFM Investments Limited (no longer approved here)
FRN 511268
- CF10 Compliance Oversight (7 Jun 2010 to 26 Oct 2011)
- CF11 Money Laundering Reporting (7 Jun 2010 to 26 Oct 2011)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF1 Director (5 Sep 2006 to 9 May 2011)
- CF10 Compliance Oversight (3 Feb 2003 to 26 Oct 2011)
- CF11 Money Laundering Reporting (3 Feb 2003 to 26 Oct 2011)
Equistone Partners Europe Limited (no longer approved here)
FRN 124366
- CF11 Money Laundering Reporting (12 Jan 2004 to 26 Oct 2011)
- CF10 Compliance Oversight (3 Feb 2003 to 26 Oct 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.