This firm is no longer authorised by the FCA.
It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.
Engage Mutual Funds Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Family Assurance Friendly Society Ltd15-18 West StreetBrightonBrighton And HoveBN1 2RLUNITED KINGDOM- Phone
- +4403448920920
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Complaints Contact
Family Assurance Friendly Society Ltd15-18 West StreetBrightonBrighton And HoveBN1 2RLUNITED KINGDOM- Phone
- +4403448920920
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Peter Norman Sparling
IRN PXS01396
- (29)CF2 Non Executive Director (1 Dec 2001 to 13 May 2004)
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Peter William Mason
IRN PWM01037
- (215)CF2 Non Executive Director (9 Dec 2005 to 31 Jan 2013)
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Philip Robert Edward Turner
IRN PXT00055
- (71)17. Administrative functions in relation to managing investments
- (72)[FCA CF] Functions requiring qualifications (1 Apr 2020 to 6 May 2026)
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Philippa Jane Herz
IRN PJH01400
- (234)SMF3 Executive Director (9 Dec 2019 to 6 May 2026)
- (237)CF1 Director (26 Apr 2017 to 8 Dec 2019)
- (236)CF28 Systems and controls (26 Apr 2017 to 17 May 2018)
- (235)CF29 Significant management (24 Jun 2016 to 26 Apr 2017)
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Rachael Rosalind Mary Atkinson
IRN RRA01026
- (18)CF29 Significant management (1 Apr 2015 to 29 Nov 2019)
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Ravi Shanker Dubey
IRN RXD07430
- (47)[FCA CF] Significant management (26 Oct 2020 to 6 May 2026)
- (46)[FCA CF] Material risk taker (26 Oct 2020 to 6 May 2026)
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Raymond Francis Pierce
IRN RFP01019
- (32)CF2 Non Executive Director (1 Dec 2001 to 31 May 2009)
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Reece Derek McQuade
IRN RXM57300
- (147)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2022)
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Reeva Jean Van Der Vijver-Burnett
IRN RXV00064
- (111)[FCA CF] Manager of certification employee (4 Dec 2024 to 6 May 2026)
- (110)[FCA CF] Material risk taker (4 Dec 2024 to 6 May 2026)
- (109)[FCA CF] Client dealing (4 Dec 2024 to 6 May 2026)
- (112)[FCA CF] Significant management (4 Dec 2024 to 6 May 2026)
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Robert Charles Bayes
IRN RCB01162
- (158)[FCA CF] Significant management (9 Dec 2019 to 13 Dec 2024)
- (157)[FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Debenhams Retail Limited (no longer appointed)
FRN 212810 · Appointed 13 Dec 2005 · Until 31 Jul 2007
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First Financial Limited (no longer appointed)
FRN 201039 · Appointed 21 Jul 2005 · Until 20 Mar 2009
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Close Brothers Military Services Limited (no longer appointed)
FRN 206231 · Appointed 22 Apr 2005 · Until 25 Aug 2006
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Asda Financial Services Limited (no longer appointed)
FRN 230174 · Appointed 9 Mar 2005 · Until 14 Apr 2008
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (241)CF29 Significant management
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controlled function added: (240)[FCA CF] Significant management
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controlled function added: (239)SMF16 Compliance Oversight
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controlled function added: (238)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (237)CF1 Director
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controlled function added: (236)CF28 Systems and controls
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controlled function added: (235)CF29 Significant management
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controlled function added: (234)SMF3 Executive Director
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controlled function added: (233)CF10 Compliance Oversight
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controlled function added: (232)CF11 Money Laundering Reporting