Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (10 Dec 2018 to 8 Jun 2020)
- SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
- CF28 Systems and controls (1 Nov 2007 to 1 May 2008)
- CF15 Internal Audit (21 Jun 2005 to 31 Oct 2007)
- CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
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- (215)CF2 Non Executive Director (9 Dec 2005 to 31 Jan 2013)
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- CF1 Director (1 Dec 2001 to 4 Jan 2010)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (215)CF2 Non Executive Director at Engage Mutual Funds Limited