Philippa Jane Herz

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Family Equity Plan Limited

    FRN 122351

    • SMF2 Chief Finance (since 26 Jan 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (26 Apr 2017 to 17 May 2018)
    • CF1 Director (26 Apr 2017 to 8 Dec 2019)
    • CF29 Significant management (24 Jun 2016 to 26 Apr 2017)
  • Family Assurance Friendly Society Limited

    FRN 110067

    • SMF2 Chief Finance (since 16 Nov 2023)
    • Responsible for Insurance Distribution (16 Nov 2023 to 9 Oct 2025)
    • SMF4 Chief Risk (10 Dec 2018 to 16 Nov 2023)
    • Responsible for Insurance Mediation (25 Jul 2016 to 26 Apr 2017)
    • SIMF4 Chief Risk Function (24 Jun 2016 to 9 Dec 2018)
  • Family Investment Management Limited

    FRN 122394

    • SMF1 Chief Executive (since 16 Nov 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (26 Apr 2017 to 8 Dec 2019)
    • CF28 Systems and controls (26 Apr 2017 to 17 May 2018)
    • CF29 Significant management (24 Jun 2016 to 26 Apr 2017)
  • OneFamily Advice Limited

    FRN 783577

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Nov 2017 to 8 Dec 2019)
    • CF28 Systems and controls (3 Nov 2017 to 17 May 2018)
  • BISL Limited (no longer approved here)

    FRN 308896

    • CF1 Director (AR) (4 Apr 2023 to 9 Dec 2024)
  • BGL Direct Life Limited (no longer approved here)

    FRN 572025

    • Employed By (4 Apr 2023 to 9 Dec 2024)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (234)SMF3 Executive Director (9 Dec 2019 to 6 May 2026)
    • (237)CF1 Director (26 Apr 2017 to 8 Dec 2019)
    • (236)CF28 Systems and controls (26 Apr 2017 to 17 May 2018)
    • (235)CF29 Significant management (24 Jun 2016 to 26 Apr 2017)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF29 Significant management (1 Nov 2007 to 30 Apr 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (15 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at Engage Mutual Funds Limited

  2. controlled function added: (234)SMF3 Executive Director at Engage Mutual Funds Limited

  3. controlled function added: (235)CF29 Significant management at Engage Mutual Funds Limited

  4. controlled function added: (236)CF28 Systems and controls at Engage Mutual Funds Limited

  5. controlled function added: (237)CF1 Director at Engage Mutual Funds Limited