Enable Independent Limited

• Principal Place of Business

  25c North St

  Bishop's Stortford

  Herts

  CM23 2LD

  UNITED KINGDOM

  Phone

  +4401279755950

  Web

  https://www.afhwm.co.uk/bishops-stortford/

• Complaints Contact

  25c North St

  Bishop's Stortford

  Herts

  CM23 2LD

  UNITED KINGDOM

  Phone

  +4401279755950

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marc Holland

  IRN MXH00822

  • [FCA CF] Manager of certification employee (26 Jul 2022 to 28 Feb 2026)
• Matthew Robert Baker

  IRN MRB01199

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (26 Sep 2008 to 20 Sep 2011)
  • CF1 Director (26 Sep 2008 to 8 Dec 2019)
  • CF30 Customer (26 Sep 2008 to 8 Dec 2019)
• Maxine Marie Tanner

  IRN MMB01066

  • [FCA CF] Functions requiring qualifications (19 Feb 2024 to 10 May 2024)
• Michael Steven Annells

  IRN MXA28576

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 18 Jun 2024)
• Michael William Cooke

  IRN MWC00019

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Mar 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2026)
  • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2026)
  • Responsible for Insurance Distribution (1 Oct 2018 to 25 Mar 2026)
  • CF30 Customer (27 Jun 2017 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 25 Mar 2026)
  • CF11 Money Laundering Reporting (15 Nov 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Sep 2008 to 8 Jan 2016)
  • Responsible for Insurance Mediation (26 Sep 2008 to 30 Sep 2018)
  • CF1 Director (26 Sep 2008 to 8 Dec 2019)
• Paull Nicholas Hazell

  IRN PNH00002

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Mar 2026)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF10 Compliance Oversight (25 Aug 2015 to 8 Dec 2019)
  • CF1 Director (3 Sep 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (18 Mar 2003 to 31 Oct 2007)
• Peter Mennell Taylor

  IRN PMT00003

  • CF21 Investment Adviser (3 Jan 2006 to 25 May 2007)
• Rebecca Izod

  IRN RXI00017

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Stephen Bailey

  IRN SXB00399

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jan 2024)
• Suraj Bharambe

  IRN SXB00366

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 28 Jan 2021)
  • [FCA CF] Client dealing (since 28 Jan 2021)

No changes recorded yet.