Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Enable Independent Limited (no longer approved here)

    FRN 221076

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Mar 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2026)
    • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Mar 2026)
    • CF30 Customer (27 Jun 2017 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 25 Mar 2026)
    • CF11 Money Laundering Reporting (15 Nov 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (26 Sep 2008 to 30 Sep 2018)
    • CF10 Compliance Oversight (26 Sep 2008 to 8 Jan 2016)
    • CF1 Director (26 Sep 2008 to 8 Dec 2019)
  • Enable Advisors Limited (no longer approved here)

    FRN 196976

    • (5)Employed By (1 Dec 2001 to 19 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.