Date authorised
1 April 2013
Companies House
04534546
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25c North St
    Bishop's Stortford
    Herts
    CM23 2LD
    UNITED KINGDOM
    Phone
    +4401279755950
  • Complaints Contact

    25c North St
    Bishop's Stortford
    Herts
    CM23 2LD
    UNITED KINGDOM
    Phone
    +4401279755950

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Walters Webb

    IRN AWW00009

    • CF21 Investment Adviser (25 Oct 2006 to 21 May 2007)
  • Caron Jane Kehoe

    IRN CJF00035

    • CF30 Customer (1 Jun 2013 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Mar 2003 to 3 Nov 2006)
  • Caron Kehoe

    IRN CXK00053

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Ellen Stone

    IRN EXS00067

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Graham John Norris

    IRN GJN00001

    • CF21 Investment Adviser (1 Apr 2003 to 1 Jul 2004)
  • Ian Medway

    IRN IXM00092

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jan 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Jan 2024)
  • John Owen Pampling

    IRN JOP00004

    • CF30 Customer (1 Nov 2007 to 22 Sep 2008)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Jun 2005 to 4 Oct 2007)
  • John William Traynor

    IRN JWT00004

    • CF21 Investment Adviser (11 May 2004 to 25 Jun 2004)
  • Keith Howard Martin

    IRN KHM00004

    • CF30 Customer (2 Jun 2008 to 20 Sep 2010)
  • Kevin Malcolm Deamer

    IRN KMD00005

    • CF30 Customer (1 Nov 2007 to 22 Sep 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 10 Dec 2009)
    • CF11 Money Laundering Reporting (18 Mar 2003 to 13 Oct 2008)
    • CF21 Investment Adviser (18 Mar 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (18 Mar 2003 to 13 Oct 2008)
    • CF8 Apportionment and Oversight (18 Mar 2003 to 21 May 2008)
    • CF1 Director (18 Mar 2003 to 14 Oct 2011)
    • CF24 Pension Transfer Specialist (18 Mar 2003 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.