Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 22 Sep 2008)
- Responsible for Insurance Mediation (14 Jan 2005 to 10 Dec 2009)
- CF10 Compliance Oversight (18 Mar 2003 to 13 Oct 2008)
- CF11 Money Laundering Reporting (18 Mar 2003 to 13 Oct 2008)
- CF24 Pension Transfer Specialist (18 Mar 2003 to 31 Oct 2007)
- CF8 Apportionment and Oversight (18 Mar 2003 to 21 May 2008)
- CF21 Investment Adviser (18 Mar 2003 to 31 Oct 2007)
- CF1 Director (18 Mar 2003 to 14 Oct 2011)
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- (1)Employed By (14 Sep 2000 to 22 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.