Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Jun 2024)
  • Enable Independent Limited (no longer approved here)

    FRN 221076

    • [FCA CF] Functions requiring qualifications (19 Feb 2024 to 10 May 2024)
  • Responsible Life Limited (no longer approved here)

    FRN 610205

    • Appointed representative dealing with clients for which they require qualification (21 Jun 2021 to 16 Feb 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (2 Apr 2018 to 30 Jun 2021)
    • [FCA CF] Functions requiring qualifications (2 Apr 2018 to 30 Jun 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 1 Jan 2009)
    • CF22 Investment Adviser (Trainee) (15 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.