Matthew Robert Baker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 12 Mar 2026)
  • Enable Independent Limited

    FRN 221076

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (26 Sep 2008 to 20 Sep 2011)
    • CF30 Customer (26 Sep 2008 to 8 Dec 2019)
    • CF1 Director (26 Sep 2008 to 8 Dec 2019)
  • Enable Advisors Limited (no longer approved here)

    FRN 196976

    • (4)Employed By (22 Oct 2007 to 17 Nov 2008)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (18 Oct 2007 to 19 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jul 2005 to 18 Oct 2007)
  • Paul Ashley Baker (no longer approved here)

    FRN 215977

    • (3)Employed By (15 Jul 2005 to 19 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.