Paul Ashley Baker

FRN: 215977
Date authorised: 1 April 2013
Last scraped: 1 day ago

This firm operates as an appointed representative of Openwork Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Paul Baker Associates

Floor 17 110 Bishopsgate

London

EC2N 4AY

UNITED KINGDOM

Phone

+4407711161516

Web

https://www.paulbakerassociates.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Matthew Robert Baker
IRN MRB01199
- (3)Employed By (15 Jul 2005 to 19 Oct 2007)
Paul Ashley Baker
IRN PXB00142
- (1)Employed By (since 6 Apr 2006)
- (2)Employed By (1 Dec 2001 to 31 May 2005)
Spencer Down
IRN SXD00067
- (1)Employed By (1 Dec 2001 to 12 Dec 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.