Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Spencer Down (no longer approved here)

    FRN 411374

    • (1)Employed By (31 Oct 2004 to 12 Aug 2005)
  • Paul Ashley Baker (no longer approved here)

    FRN 215977

    • (1)Employed By (1 Dec 2001 to 12 Dec 2002)
  • Simon Stephen James Baker (no longer approved here)

    FRN 216358

    • (3)Employed By (1 Dec 2001 to 12 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.