Simon Stephen James Baker

FRN: 216358
Date authorised: 1 April 2013
Last scraped: 18 hours ago

This firm operates as an appointed representative of Openwork Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

138a Holland Road

London

W14 8BE

UNITED KINGDOM

Phone

+4402074290350

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Anthony Graham Boys
IRN AGB00028
- (1)Employed By (1 Dec 2001 to 31 Mar 2003)
Simon Baker
IRN SXB00115
- (1)Employed By (since 1 Dec 2001)
Spencer Down
IRN SXD00067
- (3)Employed By (1 Dec 2001 to 12 Dec 2002)
Tracy Jane Goodman
IRN TJG00029
- (2)Employed By (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.