Embark Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Lloyds Banking Group, 33 Old Broad StreetLondonCity Of LondonEC2N 1HZUNITED KINGDOM- Phone
- +4401204803500
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Complaints Contact
Lloyds Banking Group, 33 Old Broad StreetLondonCity Of LondonEC2N 1HZUNITED KINGDOM- Phone
- +4401163668681
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
Show 2 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
For Personal pension scheme
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
Show 2 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Lindsay Ross Ballantyne
IRN LRB01058
- CF11 Money Laundering Reporting (16 Jan 2017 to 1 May 2018)
- CF10 Compliance Oversight (16 Jan 2017 to 2 Apr 2019)
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Lorraine Mary Olley
IRN LMO00001
- CF1 Director (AR) (30 Oct 2019 to 6 Jan 2021)
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Louisa Barbara Mary King
IRN LBE00004
- SMF16 Compliance Oversight (since 1 Sep 2024)
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Lynne Ramshaw
IRN LXR00119
- [FCA CF] Manager of certification employee (31 Jan 2021 to 30 Apr 2023)
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Margaret Laidlaw
IRN MXL23186
- CF1 Director (AR) (6 Nov 2019 to 6 Jan 2021)
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Maria Carmen Herrero Bullich
IRN MXH00052
- [FCA CF] Material risk taker (since 30 May 2025)
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Mark Christopher Stubbs
IRN MCS00005
- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2006)
- CF1 Director (1 Dec 2001 to 1 Mar 2006)
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Mary Ann Stewart
IRN MAS01403
- CF1 Director (17 Jul 2008 to 23 May 2013)
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Mary Helen Trussell
IRN MXT00419
- Director of firm who is not a certification employee or a SMF manager (since 7 Jul 2025)
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Matthew Brian Tyler
IRN MXT00220
- [FCA CF] Significant management (31 Jan 2021 to 31 Jan 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Vested Employee Benefits Limited (no longer appointed)
FRN 799311 · Appointed 23 Jan 2018 · Until 9 Sep 2022
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.